Asset Support Special Plan Base Assets

Projects

PPP Project operation mode

PPP Project operation mode

Issue rate

Issue size

(Million)

Securities rating

The term

(Year)

CITIC Jiantou-Net New Investment and Qingchun Road Tunnel PPP Project Asset Support Special Plan (Net New Tunnel PPP)

BOT

Private placement

4.05% - 4.15%

700

AAA

14

CITIC Securities - Capital Creation PPP Project Charging Revenue Rights Asset Support Special Plan (First PPP)

TOT/BOT

Private placement

3.7% - 4.6%

530

AAA

1 - 18

Huaxia Happiness Gu’an Industrial Park New Urbanization PPP Project Heating Charge Income Right Asset Support Special Plan (Gu’an PPP)

BOT

Private placement

3.9% - 5.2%

706

AAA

1 - 6

Guangfa Hengjin-Guangdong Dongjiang Environmental Protection Humen Luyuan PPP Project Asset Support Special Plan (Humen Luyuan)

BOT

Private placement

4.15%

320

AAA

3 - 15